Associate, Enterprise Risk & Controls Manager Permanent

Our client is a diversified financial services technology firm. They seek an Associate, Enterprise Risk & Controls Manager to join their Manhattan, NY office.

Responsibilities

• Execute SOX compliance, internal audit, and enterprise risk initiatives in partnership with Risk & Controls leadership
• Evaluate the design and operating effectiveness of internal controls across key business processes
• Assess business risks and identify opportunities to strengthen governance, controls, and compliance frameworks
• Document control deficiencies and collaborate with process owners to develop and monitor remediation plans
• Maintain risk and control matrices, process documentation, testing workpapers, and SOX program records
• Perform control testing and prepare supporting documentation for internal and external audit activities
• Track remediation efforts, testing results, and control issues to ensure timely resolution
• Partner with business stakeholders to enhance risk awareness and strengthen the overall control environment
• Prepare reports and status updates on SOX compliance, audit findings, and enterprise risk initiatives for leadership
• Support continuous improvement efforts by identifying opportunities to enhance controls, streamline processes, and improve compliance effectiveness

Requirements

• 3-6 years of internal audit, external audit, or SOX experience
• Public, private, or combo experience
• Financial services or crypto industry is a plus
• Excellent communication skills
• Detail-oriented and highly analytical

JobID:47094

Tagged as: Hybrid Remote/Office